14 Acquisition International - Issue 12 2022 Oct22432 Best in Class Compliance Solutions Orical is a regulatory compliance firm assisting investment managers and broker dealers in all aspects of SEC and CFTC related programmes such as compliance monitoring, assistance with all regulatory filings, personal trading review, and compliance training. In light of Acquisition International magazine recognising the firm as Leading Investment & Compliance Adviser of the Year, New York, we learn more. he Partners of Orical, Gregory Florio and James Leahy have over 20 years of legal and regulatory experience. They decided to join forces while working together at a multi-billion-dollar global fund manager as Senior Counsel/Chief Compliance Officer and Chief Financial Officer, respectively. Mr. Florio and Mr. Leahy set out to launch a new type of consulting service and software company that implements institutional quality compliance and operational programs in a cost-effective, businesssavvy way in order to help clients grow and succeed. Orical’s Director of Operations, Nicole Amitrano tells us, “Our programs represent the industry’s best practices at a fraction of the cost of bringing commensurate expertise in-house.” Orical’s business model is designed around clients’ primary needs, growth, and prosperity, which means its team is able to create a hands-on, practical compliance service. The Orical team understands the day-to-day challenges faced by clients in running their businesses, and are responsive, attentive, and dedicated. With extensive experience, Orical team members exemplify meticulous attention to detail, are personable, as well as sociable with the ability to multi-task in order to excel in the industry. The firm is able to retain its highly valuable employees, too, despite its growth and the difficulties that come with it. Continuing to follow T a structured team approach to client servicing, Orical is able to ensure expert advice is delivered within a challenging industry. Orical has also launched a proprietary compliance software, REAL World Compliance (REAL), which provides investment managers with advanced technical software for compliance monitoring, code of ethics administration, and conflicts of interest mitigation. Partnered with Relativity, the legal and compliance industry’s leading software platform, REAL delivers secure, comprehensive, user-friendly solutions entirely customisable to meet clients’ dynamic needs. REAL is continuously improved thanks to the Orical team’s evolving knowledge of the regulatory industry’s developments and is equipped efficiently to store and export data with ease. If you think the Orical team can help you or if you would like more information, please visit the firm’s website. Company: Orical LLC Contact: Nicole Amitrano Email: namitrano@orical.org Website: www.orical.org The Partners of Orical, Gregory Florio and James Leahy have over 20 years of legal and regulatory experience. They decided to join forces while working together at a multi-billion-dollar global fund manager as Senior Counsel/Chief Compliance Officer and Chief Financial Officer, respectively
RkJQdWJsaXNoZXIy NTY1MjM3